EVENT

Risk and Responsibility for Directors under the new GFSC Financial Crime Handbook

28 January 2019

VENUE: HARRY BOUND ROOM LES COTILS

The Guernsey Regulator the GFSC issued its new AML/CFT Handbook in November 2018 to take effect by the end of the first quarter 2019. This workshop will explore the new Handbook and legislation, and in particular the implications for Directors both Executive and Non- Executive of regulated financial services licensees in Guernsey.

Session 1
08.00am – 08.30amBreakfast and networking

08.30am – 09.30amWorkshop

09.30am – 10.00amNetworking

THIS EVENT IS BY INVITE ONLY. MEMBERS CAN BOOK VIA THE EMAIL INVITATION.
Book by 21st January 2019 to secure your place.

This event is for NED Forum Members only. To become a member please click here.

SPEAKERS

BRIAN HORSEPOOL, TEP ACIB (Trustee) MIoD
Group Partner, Active Optimus Group

Brian is a Group partner of Active Optimus Group, an independent consultancy, and has in excess of 45 years’ experience in the offshore financial services industries, with practical, hands-on private banking, fiduciary, funds and other experience acquired within organisations such as Schroders, Republic New York (Safra), Leopold Joseph, First Chicago and NatWest.

In recent years Brian has focused on providing technical advice and regulatory consultancy across the finance industry covering Guernsey, Malta, Jersey, Isle of Man and Cyprus. Brian holds various directorships (executive and non-executive) for a number of Guernsey and Malta fiduciary, investment, fund administration and related client companies.

PETER MILLS Bcom(Acc)Hons, ACA, MIoD
Group Partner, Active Optimus Group

Peter is a Chartered Accountant with a diverse background operating at management and board level predominately across all sectors of the finance industry in various jurisdictions. He has worked in the finance industry for over 25 years and held many roles, including prescribed positions in the UK, Guernsey and Jersey (i.e. Director, Chief Risk Officer, Compliance Officer and MLRO).

Peter is an active participant in the finance industry and has sat on numerous industry bodies, government boards and regulator project groups. His wealth of experience on boards led to him co-founding the Finance Sector Non-Executive Director Forum.

Engage. Support. Promote.The Finance Sector Non-Executive Director Forum LBG

EVENT

Risk and Responsibility for Directors under the new GFSC Financial Crime Handbook

28 January 2019

SPEAKERS

Engage. Support. Promote.
The Finance Sector Non-Executive Director Forum LBG